UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
China Techfaith Wireless Communication Technology Limited |
(Name of issuer)
Ordinary Shares |
(Title of class of securities)
G84383101 |
(CUSIP number)
December 31, 2011 |
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. G84383101 | Page 2 of 10 Pages |
(1) |
Names of reporting persons
Defu Dong | |||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨
| |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Peoples Republic of China | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
254,695,000 ordinary shares | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
254,695,000 ordinary shares | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
254,695,000 ordinary shares | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
| |||||
(11) |
Percent of class represented by amount in Row (9)
32.1% | |||||
(12) |
Type of reporting person (see instructions)
IN |
SCHEDULE 13G
CUSIP No. G84383101 | Page 3 of 10 Pages |
(1) |
Names of reporting persons
Oasis Land Limited | |||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨
| |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
British Virgin Islands | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
171,195,000 ordinary shares | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
171,195,000 ordinary shares | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
171,195,000 ordinary shares | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
| |||||
(11) |
Percent of class represented by amount in Row (9)
21.6% | |||||
(12) |
Type of reporting person (see instructions)
CO |
SCHEDULE 13G
CUSIP No. G84383101 | Page 4 of 10 Pages |
(1) |
Names of reporting persons
Dongs Family Trust | |||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨
| |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
Cayman Islands | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
171,195,000 ordinary shares | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
171,195,000 ordinary shares | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
171,195,000 ordinary shares | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
| |||||
(11) |
Percent of class represented by amount in Row (9)
21.6% | |||||
(12) |
Type of reporting person (see instructions)
OO |
SCHEDULE 13G
CUSIP No. G84383101 | Page 5 of 10 Pages |
(1) |
Names of reporting persons
HSBC International Trustee Limited (as trustee for Dongs Family Trust and other trusts which ultimately own ordinary shares of the Issuer) | |||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨
| |||||
(3) | SEC use only
| |||||
(4) | Citizenship or place of organization
British Virgin Islands | |||||
Number of shares beneficially owned by each reporting person with: |
(5) | Sole voting power
0 | ||||
(6) | Shared voting power
254,715,655 ordinary shares | |||||
(7) | Sole dispositive power
0 | |||||
(8) | Shared dispositive power
254,715,655 ordinary shares | |||||
(9) |
Aggregate amount beneficially owned by each reporting person
254,715,655 ordinary shares | |||||
(10) |
Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
| |||||
(11) |
Percent of class represented by amount in Row (9)
32.1% | |||||
(12) |
Type of reporting person (see instructions)
CO |
Page 6 of 10 Pages |
ITEM 1(a). NAME OF ISSUER:
China Techfaith Wireless Communication Technology Limited (the Issuer)
ITEM 1(b). ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES:
3/F., M8 West, No.1 Jiu Xian Qiao East Road, Chao Yang District,
Beijing 100016,Peoples Republic of China
ITEM 2(a). | NAME OF PERSON FILING: |
Defu Dong
Oasis Land Limited (the Record Holder)
Dongs Family Trust (the Trust)
HSBC International Trustee Limited (the Trustee) (as trustee for the Trust and other trusts which ultimately own ordinary shares of the Issuer)
ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: |
Defu Dong
3/F., M8 West, No.1 Jiu Xian Qiao East Road
Chao Yang District, Beijing 100016
Peoples Republic of China
Oasis Land Limited
P.O. Box 916, Woodbourne Hall
Road Town, Tortola
British Virgin Islands
Dongs Family Trust
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
HSBC International Trustee Limited
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
ITEM 2(c). | CITIZENSHIP: |
Defu Dong is a PRC citizen. The place of organization of the Record Holder is British Virgin Islands. The Trust is established under the law of the Cayman Islands. The place of organization of HSBC International Trustee Limited is British Virgin Islands.
ITEM 2(d). | TITLE OF CLASS OF SECURITIES: |
Ordinary Shares
Page 7 of 10 Pages |
ITEM 2(e). | CUSIP NO.: |
G84383101
ITEM 3. | Not Applicable |
ITEM 4. | OWNERSHIP |
The following information with respect to the ownership of the ordinary shares of the Issuer by each of the reporting persons is provided as of December 31, 2011:
Amount beneficially |
Percent of | Sole power to vote or direct |
Shared power to vote or to direct |
Sole power to dispose or to direct the |
Shared power to dispose or to direct the |
|||||||||||||||||||
Reporting Person |
owned: | class: | the vote: | the vote: | disposition of: | disposition of: | ||||||||||||||||||
Defu Dong |
254,695,000 | 32.1 | % | 0 | 254,695,000 | 0 | 254,695,000 | |||||||||||||||||
Oasis Land Limited |
171,195,000 | 21.6 | % | 0 | 171,195,000 | 0 | 171,195,000 | |||||||||||||||||
Dongs Family Trust |
171,195,000 | 21.6 | % | 0 | 171,195,000 | 0 | 171,195,000 | |||||||||||||||||
HSBC International Trustee Limited (as trustee for Dongs Family Trust and other trusts which ultimately own ordinary shares of the Issuer) |
254,715,655 | 32.1 | % | 0 | 254,715,655 | 0 | 254,715,655 |
The Record Holder is the record owner of 171,195,000 ordinary shares of the Issuer. Defu Dong is the sole director of the Record Holder. The Record Holder is ultimately wholly owned by the Trust, of which the Trustee acts as the trustee. Mr. Dong, the Record Holder, the Trust and the Trustee may be deemed to be a group as defined in Rule 13d-5(b) under the Securities Exchange Act of 1934, and each member of such group may be deemed to beneficially own all ordinary shares beneficially owned by other members constituting such group. However, each of the Record Holder and the Trust disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 171,195,000 ordinary shares. Defu Dong disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 254,695,000 ordinary shares.
All shares are beneficially owned by the Trustee solely in its capacity as trustee of various trusts respectively. Apart from acting as trustee of the Trust, the Trustee also acts as the trustee of several other trusts which, together with the Trust, may be deemed to beneficially own a total of 254,715,655 ordinary shares of the Issuer. Accordingly, the Trustee, solely in its capacity as the trustee, may be deemed to beneficially own all ordinary shares of the Issuer that are beneficially owned by all the trusts for which the Trustee acts as a trustee. However, the Trustee disclaims beneficial ownership of all ordinary shares of the Issuer. Each of the trusts and its wholly-owned subsidiary which is the record shareholder of the Issuer disclaim any beneficial ownership of ordinary shares of the Issuer beneficially owned by other trusts and record shareholders of the Issuer owned by such other trusts.
Mr. Dong is the sole director of both the Record Holder and Helio Glaze Limited and may be deemed to beneficially own all ordinary shares of the Issuer that are directly owned by both companies. However, each of these companies and its holding companies disclaim any beneficial ownership of ordinary shares of the Issuer directly owned by the other company.
Page 8 of 10 Pages |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
Not applicable
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
Not applicable
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON |
Not applicable
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
Not applicable
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP |
Not applicable
ITEM 10. | CERTIFICATION |
Not applicable
Page 9 of 10 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2012
Defu Dong | /s/ Defu Dong | |||||
Defu Dong | ||||||
Oasis Land Limited | By: | /s/ Defu Dong | ||||
Name: Defu Dong | ||||||
Title: Director | ||||||
Dongs Family Trust | For and on behalf of | |||||
HSBC International Trustee Limited, as trustee | ||||||
for Dongs Family Trust | ||||||
By: | /s/ Danny W. K. Tsui | |||||
/s/ Ketten W.C. Li | ||||||
Name: Danny W. K. Tsui, Ketten W.C. Li | ||||||
Title: Director, Assistant Manager | ||||||
HSBC International Trustee Limited | For and on behalf of | |||||
HSBC International Trustee Limited | ||||||
By: | /s/ Danny W. K. Tsui | |||||
/s/ Ketten W.C. Li | ||||||
Name: Danny W. K. Tsui, Ketten W.C. Li | ||||||
Title: Director, Assistant Manager |
Page 10 of 10 Pages |
LIST OF EXHIBITS
Exhibit No. |
Description | |
99.1 | Joint Filing Agreement |
Exhibit 99.1
Joint Filing Agreement
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00002 per share, of China Techfaith Wireless Communication Technology Limited, a Cayman Islands exempted company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
[Signature page to follow]
Signature Page
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 13, 2012.
Defu Dong | /s/ Defu Dong | |||||
Defu Dong | ||||||
Oasis Land Limited | By: | /s/ Defu Dong | ||||
Name: Defu Dong | ||||||
Title: Director | ||||||
Dongs Family Trust | For and on behalf of | |||||
HSBC International Trustee Limited, as trustee | ||||||
for Dongs Family Trust | ||||||
By: | /s/ Danny W. K. Tsui | |||||
/s/ Ketten W.C. Li | ||||||
Name: Danny W. K. Tsui, Ketten W.C. Li | ||||||
Title: Director, Assistant Manager | ||||||
HSBC International Trustee Limited | For and on behalf of | |||||
HSBC International Trustee Limited | ||||||
By: | /s/ Danny W. K. Tsui | |||||
/s/ Ketten W.C. Li | ||||||
Name: Danny W. K. Tsui, Ketten W.C. Li | ||||||
Title: Director, Assistant Manager |
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